Advanced Certificate in UK Market Compliance Guidelines
-- ViewingNowThe Advanced Certificate in UK Market Compliance Guidelines is a crucial course for professionals dealing with financial products and services in the UK. This program covers essential compliance guidelines, ensuring learners stay updated with the ever-evolving regulatory landscape.
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โข UK Market Compliance Fundamentals: Understanding the legal and regulatory framework governing the UK market
โข Financial Conduct Authority (FCA): Roles, responsibilities, and jurisdiction of the FCA
โข Financial Crimes and Anti-Money Laundering (AML): Preventing financial crimes, AML regulations, and risk assessments
โข Product Governance and Distribution: Product design, target market, and distribution strategies compliant with UK regulations
โข Consumer Protection and Conduct Risk: Consumer rights, financial promotions, and managing conduct risk
โข Financial Instruments and Markets: Trading, clearing, and settlement processes in UK financial markets
โข Data Protection and Privacy: GDPR, UK Data Protection Act 2018, and managing data privacy
โข MiFID II and MiFIR: Markets in Financial Instruments Directive II and Markets in Financial Instruments Regulation
โข EMIR and REMIT: European Market Infrastructure Regulation and Regulation on Energy Market Integrity and Transparency
โข SFTR and Securities Financing Transactions Regulation: Reporting and transparency requirements for securities financing transactions
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