Advanced Certificate in UK Market Regulations
-- ViewingNowThe Advanced Certificate in UK Market Regulations is a comprehensive course designed to provide learners with an in-depth understanding of the legal and regulatory framework governing the UK financial markets. This course covers essential topics such as financial conduct authority handbook, market abuse regulation, and insider trading.
3.350+
Students enrolled
GBP £ 149
GBP £ 215
Save 44% with our special offer
AboutThisCourse
HundredPercentOnline
LearnFromAnywhere
ShareableCertificate
AddToLinkedIn
TwoMonthsToComplete
AtTwoThreeHoursAWeek
StartAnytime
NoWaitingPeriod
CourseDetails
Here are the essential units for an Advanced Certificate in UK Market Regulations:
โข UK Financial Regulatory Framework: Understanding the Financial Conduct Authority (FCA), Prudential Regulation Authority (PRA), and the Bank of England's role in UK market regulations.
โข Financial Services and Markets Act (FSMA) 2000: Examining the impact of FSMA 2000 on financial services and markets in the UK, including the FCA's statutory objectives and regulatory powers.
โข Financial Crime Regulations: Compliance with anti-money laundering (AML) and counter-terrorist financing (CTF) regulations, as well as understanding the role of the National Crime Agency (NCA) and Financial Investigation Units (FIUs).
โข Consumer Protection Regulations: Exploring the regulations that protect consumers in the financial services industry, including the Consumer Rights Act 2015 and Financial Services (Distance Marketing) Regulations 2004.
โข Market Abuse Regulation (MAR): Understanding the MAR framework and its impact on market conduct, insider trading, and market manipulation.
โข Capital Requirements Regulation (CRR): Examining the regulatory requirements for capital adequacy, including the calculation of regulatory capital and credit risk.
โข Solvency II: Exploring the regulatory framework for insurance companies, including risk-based capital requirements, governance, and supervisory reporting.
โข MiFID II and MiFIR: Understanding the impact of MiFID II and MiFIR on financial markets, including investor protection, conduct of business, and market transparency requirements.
โข EMIR and REMIT: Examining the regulatory frameworks for derivative contracts and wholesale energy markets, including clearing, reporting,
CareerPath
EntryRequirements
- BasicUnderstandingSubject
- ProficiencyEnglish
- ComputerInternetAccess
- BasicComputerSkills
- DedicationCompleteCourse
NoPriorQualifications
CourseStatus
CourseProvidesPractical
- NotAccreditedRecognized
- NotRegulatedAuthorized
- ComplementaryFormalQualifications
ReceiveCertificateCompletion
WhyPeopleChooseUs
LoadingReviews
FrequentlyAskedQuestions
CourseFee
- ThreeFourHoursPerWeek
- EarlyCertificateDelivery
- OpenEnrollmentStartAnytime
- TwoThreeHoursPerWeek
- RegularCertificateDelivery
- OpenEnrollmentStartAnytime
- FullCourseAccess
- DigitalCertificate
- CourseMaterials
GetCourseInformation
EarnCareerCertificate