Advanced Certificate in UK Financial Services Regulations
-- ViewingNowThe Advanced Certificate in UK Financial Services Regulations is a comprehensive course designed to provide learners with an in-depth understanding of the regulatory framework governing the financial services industry in the UK. This course is essential for anyone seeking to advance their career in this field, as it covers key topics such as prudential regulation, financial conduct regulation, and anti-money laundering regulations.
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โข UK Financial Services Regulations Overview
โข Financial Conduct Authority (FCA) Regulations
โข Prudential Regulation Authority (PRA) Regulations
โข Financial Services Act 2012 and its Implications
โข MiFID II and its Impact on UK Financial Services
โข Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
โข Data Protection and GDPR in Financial Services
โข Consumer Credit Act and Financial Services
โข Markets in Financial Instruments Directive (MiFD) and Investment Services
โข Senior Managers and Certification Regime (SM&CR)
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